This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Westminster Financial Management

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FRN: 200152
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Floor 3, Senate Court

Southernhay Gardens

Exeter

Devon

EX1 1UG

UNITED KINGDOM

Phone

+4401392267245

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Brenda Megan Darling
IRN BMD00007
- Employed By (23 Aug 2006 to 31 Aug 2007)
Christopher Mark Harvey
IRN CMH01118
- Employed By (5 Jan 2007 to 28 Dec 2007)
Craig Muldoon
IRN CXM00078
- Employed By (1 Dec 2001 to 11 Aug 2010)
David Joseph Smith
IRN DJS00011
- Employed By (19 May 2006 to 10 Apr 2008)
Maureen Anne Holms
IRN MAH00007
- Employed By (11 Jul 2005 to 23 Nov 2005)
Steven David Clark
IRN SXC00169
- Employed By (20 May 2005 to 30 Apr 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.