Maureen Anne Holms

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Aug 2025)
    • [FCA CF] Client dealing (since 31 Aug 2025)
  • Foursquare Financial Management Ltd (no longer approved here)

    FRN 952580

    • [FCA CF] Client dealing (3 Jan 2023 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (3 Jan 2023 to 30 Sep 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (11 Dec 2019 to 13 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Nov 2005 to 4 May 2006)
  • Westminster Financial Management (no longer approved here)

    FRN 200152

    • Employed By (11 Jul 2005 to 23 Nov 2005)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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