Steven David Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canter Holland Ltd

    FRN 431003

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (30 Apr 2009 to 8 Dec 2019)
  • Westminster Financial Management (no longer approved here)

    FRN 200152

    • Employed By (20 May 2005 to 30 Apr 2008)
  • Jones Plunkett Asset Management (2824) (no longer approved here)

    FRN 192608

    • (1)Employed By (31 Aug 2001 to 28 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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