WESTFIELD SPECIALTY DIRECT, LTD

Date authorised
1 April 2013
Companies House
04019569
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 36, 22 Bishopsgate
    22 Bishopsgate
    London
    City Of London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442077127600

  • Complaints Contact

    Floor 36, 22 Bishopsgate
    22 Bishopsgate
    London
    City Of London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442077127600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lucy Clare Morrison

    IRN LCM01065

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Jun 2017 to 8 Dec 2019)
  • Mark Edmund Watson

    IRN MEW01031

    • CF29 Significant management (22 Dec 2008 to 10 Sep 2014)
  • Mark William Lawrence

    IRN MWL01011

    • CF1 Director (9 Jan 2006 to 4 Dec 2009)
  • Nigel Robert Dorning

    IRN NRD01032

    • CF1 Director (23 May 2014 to 31 Aug 2018)
  • Paul David Battagliola

    IRN PDB01109

    • CF1 Director (9 Jul 2007 to 24 Sep 2009)
  • Paul John Kneafsey

    IRN PJK01091

    • Responsible for Insurance Mediation (14 Jan 2005 to 25 May 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 25 May 2007)
    • CF3 Chief Executive (14 Jan 2005 to 25 May 2007)
    • CF1 Director (14 Jan 2005 to 25 May 2007)
  • Rosemary Diane Silverman

    IRN RDS01138

    • CF10 Compliance Oversight (2 Jul 2012 to 15 Jul 2013)
    • CF11 Money Laundering Reporting (2 Jul 2012 to 15 Jul 2013)
  • Rupert John Taylor

    IRN RJT01194

    • CF1 Director (29 Mar 2012 to 1 May 2014)
  • Ruth Ann Erasmus

    IRN RAE01094

    • CF11 Money Laundering Reporting (4 Nov 2009 to 14 Sep 2010)
  • Ruth Elizabeth Roberts

    IRN RER01036

    • CF29 Significant management (30 Jun 2010 to 20 May 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.