Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESTFIELD SPECIALTY MANAGING AGENCY LTD (no longer approved here)

    FRN 204975

    • CF10 Compliance Oversight (2 Jul 2012 to 15 Jul 2013)
    • CF11 Money Laundering Reporting (2 Jul 2012 to 15 Jul 2013)
  • WESTFIELD SPECIALTY DIRECT, LTD (no longer approved here)

    FRN 305561

    • CF10 Compliance Oversight (2 Jul 2012 to 15 Jul 2013)
    • CF11 Money Laundering Reporting (2 Jul 2012 to 15 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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