WESTFIELD SPECIALTY DIRECT, LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adrian William Missen
IRN AWM01108
- CF10 Compliance Oversight (20 Jan 2011 to 29 Jun 2012)
- CF11 Money Laundering Reporting (20 Jan 2011 to 29 Jun 2012)
Andrew John Carrier
IRN AJC01183
- CF1 Director (15 Jun 2009 to 19 Sep 2013)
Bruno Christopher Ritchie
IRN BCR01018
- Responsible for Insurance Mediation (13 May 2016 to 29 Sep 2017)
- CF1 Director (15 Oct 2013 to 29 Sep 2017)
Ciaran James O'Donnell
IRN CJO01042
- CF1 Director (24 Feb 2010 to 31 Mar 2012)
Darren Argyle
IRN DXA01559
- CF1 Director (1 Jun 2012 to 2 Jun 2017)
David Jonathan Harris
IRN DJH01181
- CF2 Non Executive Director (AR) (9 Feb 2016 to 14 Jun 2016)
- CF1 Director (8 Oct 2013 to 7 Oct 2016)
David Mark Lang
IRN DML01039
- Responsible for Insurance Mediation (10 Oct 2017 to 29 Jun 2018)
- CF1 Director (3 May 2016 to 29 Jun 2018)
David Phillip Albert Terrance Hancock
IRN DPH01142
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
- CF1 Director (20 Feb 2019 to 8 Dec 2019)
David William Alderton
IRN DWA01031
- CF1 Director (14 Jan 2005 to 14 Jan 2005)
Francois Jean Marie Martinache
IRN FJM01066
- CF1 Director (AR) (10 Feb 2016 to 14 Jun 2016)

Smaller firms operating under this firm's FCA authorisation.

CAFE IB COMPANY LIMITED (no longer appointed)
FRN 733355 · Appointed 22 Jan 2016 · Until 20 Jun 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.