Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF24 Chief Operations (since 9 Dec 2019)
    • CF1 Director (AR) (17 Jul 2017 to 1 Apr 2018)
    • CF1 Director (19 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Jul 2012 to 1 Mar 2017)
    • CF11 Money Laundering Reporting (13 Jul 2012 to 19 Apr 2016)
    • SMF24 Chief Operations (since 26 Mar 2019)
    • SMF3 Executive Director (since 10 Dec 2018)
    • CF1 Director (19 Apr 2016 to 9 Dec 2018)
    • CF10 Compliance Oversight (13 Jul 2012 to 1 Mar 2017)
    • CF11 Money Laundering Reporting (13 Jul 2012 to 19 Apr 2016)
    • SMF24 Chief Operations (since 26 Mar 2019)
    • SMF3 Executive Director (since 10 Dec 2018)
    • CF1 Director (18 Mar 2016 to 9 Dec 2018)
  • Starr Insurance & Reinsurance Limited (no longer approved here)

    FRN 516014

    • CF11 Money Laundering Reporting (31 Jul 2012 to 19 Apr 2016)
    • CF10 Compliance Oversight (31 Jul 2012 to 1 Mar 2017)
  • WESTFIELD SPECIALTY DIRECT, LTD (no longer approved here)

    FRN 305561

    • CF10 Compliance Oversight (20 Jan 2011 to 29 Jun 2012)
    • CF11 Money Laundering Reporting (20 Jan 2011 to 29 Jun 2012)
  • WESTFIELD SPECIALTY MANAGING AGENCY LTD (no longer approved here)

    FRN 204975

    • CF10 Compliance Oversight (24 Nov 2010 to 29 Jun 2012)
    • CF11 Money Laundering Reporting (24 Nov 2010 to 29 Jun 2012)
  • CHUBB UNDERWRITING AGENCIES LIMITED (no longer approved here)

    FRN 204901

    • CF11 Money Laundering Reporting (26 Jan 2010 to 1 Nov 2010)
    • CF10 Compliance Oversight (30 Jun 2006 to 1 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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