WESTFIELD SPECIALTY DIRECT, LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Graham Peter Evans
IRN GPE01010
- Responsible for Insurance Distribution (31 Jan 2025 to 24 Jul 2025)
- SMF3 Executive Director (31 Jan 2025 to 24 Jul 2025)
James Christopher Sardeson
IRN JCS01196
- CF1 Director (2 Feb 2007 to 20 May 2009)
- CF8 Apportionment and Oversight (2 Feb 2007 to 20 May 2009)
Jay Stanley Bullock
IRN JSB01192
- CF29 Significant management (23 Feb 2009 to 10 Sep 2014)
Jeffrey Lee Radke
IRN JLR01092
- CF1 Director (24 Oct 2011 to 26 Sep 2013)
Jeremy Shallow
IRN JXS31442
- SMF3 Executive Director (since 18 Sep 2025)
- Responsible for Insurance Distribution (since 18 Sep 2025)
John Graham Mathison Young
IRN JGY00004
- CF1 Director (20 Apr 2006 to 25 May 2007)
John Lawrence Kavanaugh
IRN JLK01022
- CF2 Non Executive Director (9 Jan 2006 to 25 May 2007)
Julian Antony Peter Enoizi
IRN JAE01031
- CF10 Compliance Oversight (9 Nov 2009 to 1 Nov 2010)
- CF3 Chief Executive (18 Jun 2009 to 31 Mar 2011)
- CF1 Director (18 Jun 2009 to 31 Mar 2011)
Julie Ann Raistrick
IRN JAR01219
- CF1 Director (15 May 2014 to 30 Apr 2015)
Justin Andrew Spencer Wash
IRN JAW01187
- CF1 Director (14 Jan 2005 to 21 Feb 2006)

Smaller firms operating under this firm's FCA authorisation.

CAFE IB COMPANY LIMITED (no longer appointed)
FRN 733355 · Appointed 22 Jan 2016 · Until 20 Jun 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.