WESTFIELD SPECIALTY DIRECT, LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Ryan Jonathan Abbott Barnes
IRN RJB01601
- SMF3 Executive Director (9 Dec 2019 to 27 Dec 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 27 Dec 2024)
- Responsible for Insurance Mediation (13 Jul 2018 to 30 Sep 2018)
- CF1 Director (31 Oct 2016 to 8 Dec 2019)
Stephen Bernard Mansfield
IRN SBM01042
- CF1 Director (14 Jan 2005 to 25 May 2007)
Timothy McNally
IRN TXM01472
- CF3 Chief Executive (AR) (1 Feb 2016 to 14 Jun 2016)
- CF1 Director (AR) (1 Feb 2016 to 14 Jun 2016)
Toby Anthoney Mills
IRN TAM01119
- SMF16 Compliance Oversight (since 6 Apr 2020)

Smaller firms operating under this firm's FCA authorisation.

CAFE IB COMPANY LIMITED (no longer appointed)
FRN 733355 · Appointed 22 Jan 2016 · Until 20 Jun 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.