West Point Derivatives Ltd

• Principal Place of Business

  12th Floor, The Broadgate Tower

  20 Primrose Street

  London

  EC2A 2EW

  UNITED KINGDOM

  Phone

  +4402073824940

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Navinchandra Khokhrai

  IRN NXK01196

  • CF10 Compliance Oversight (1 Apr 2015 to 1 May 2015)
  • CF11 Money Laundering Reporting (1 Apr 2015 to 1 May 2015)
• Olivier Elie Pierre Foubert

  IRN OXF01015

  • CF30 Customer (20 Oct 2010 to 11 Dec 2015)
• Owain Rhys David

  IRN ORD01002

  • CF30 Customer (3 Apr 2012 to 11 Dec 2012)
• Patrick Philippe Christian Hervieux

  IRN PPH01022

  • CF30 Customer (14 Nov 2007 to 31 Dec 2008)
• Phillip James Court

  IRN PJC01236

  • CF30 Customer (17 Oct 2013 to 11 Dec 2015)
• Rachid Mezouar

  IRN RXM02078

  • CF30 Customer (26 Aug 2010 to 18 Jun 2012)
• Rebecca Sarah Robson

  IRN RSR01042

  • CF30 Customer (15 Oct 2013 to 17 Feb 2014)
• Richard Harper

  IRN RXH01388

  • CF1 Director (16 May 2016 to 22 Sep 2016)
• Sanjay Chandulal Tanna

  IRN SCT01044

  • CF29 Significant management (7 Nov 2014 to 11 Dec 2015)
  • CF30 Customer (17 Jan 2014 to 11 Dec 2015)
• Sebastien Edouard Rene David

  IRN SED01055

  • CF26 Customer Trading (15 Jul 2007 to 31 Aug 2007)

No changes recorded yet.