Owain Rhys David

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Xconnect Trading Limited (no longer approved here)
FRN 403317
- [FCA CF] Client dealing (1 Mar 2021 to 28 Jan 2022)
Mariana UFP LLP (no longer approved here)
FRN 551170
- [FCA CF] Client dealing (29 Jun 2020 to 3 Dec 2020)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (28 Jan 2013 to 27 May 2013)
West Point Derivatives Ltd (no longer approved here)
FRN 430967
- CF30 Customer (3 Apr 2012 to 11 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.