West Hill Corporate Finance Limited

Date authorised
1 April 2013
Companies House
04529986
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    85 Gresham Street
    London
    EC2V 7NQ
    UNITED KINGDOM
    Phone
    +4402074648821
    Web
    https://www.westhillcorpfin.com

  • Complaints Contact

    85 Gresham Street
    London
    EC2V 7NQ
    UNITED KINGDOM
    Phone
    +4402074648821

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan David Richards

    IRN ADR01047

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (14 Apr 2003 to 8 Dec 2019)
    • CF3 Chief Executive (14 Apr 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Apr 2003 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (14 Apr 2003 to 31 Oct 2007)
  • Andrew Marcus Galloway

    IRN AMG01080

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Oct 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Oct 2003 to 8 Dec 2019)
    • CF1 Director (8 May 2003 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (8 May 2003 to 31 Oct 2007)
  • Belinda Jane Oakland

    IRN BJG01039

    • CF30 Customer (since 6 Jul 2017)
  • Charles Michael Jawor

    IRN CXJ11517

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
  • Christopher Kelechukwu Ohiri

    IRN CKO01005

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Oct 2015 to 8 Dec 2019)
  • David Martin Hollidge

    IRN DMH01105

    • CF4 Partner (AR) (since 3 Jan 2014)
    • CF30 Customer (since 3 Jan 2014)
  • Edward Sorton Williams

    IRN ESW01005

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (16 Aug 2003 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (16 Aug 2003 to 31 Oct 2007)
  • Frederick James Carey Wiggins

    IRN FJW01039

    • CF30 Customer (8 Apr 2017 to 19 Sep 2017)
  • George Clelland

    IRN GXC20739

    • CF30 Customer (21 Sep 2019 to 31 Mar 2022)
  • Harry Cosmo Nunn

    IRN HXN00115

    • Appointed representative dealing with clients for which they require qualification (20 Nov 2023 to 21 Oct 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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