Andrew Marcus Galloway

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arrow Risk Management Limited

    FRN 945575

    • Director of firm who is not a certification employee or a SMF manager (since 27 Jun 2022)
  • West Hill Corporate Finance Limited

    FRN 220242

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Oct 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Oct 2003 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (8 May 2003 to 31 Oct 2007)
    • CF1 Director (8 May 2003 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF23 Corporate Finance Adviser (1 Jul 2002 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.