Frederick James Carey Wiggins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Credit Agricole Corporate and Investment Bank
FRN 124344
- [FCA CF] Client dealing (since 9 Mar 2023)
Mizuho International plc (no longer approved here)
FRN 119256
- [FCA CF] Client dealing (23 Jan 2020 to 6 Jan 2023)
Commerzbank AG (no longer approved here)
FRN 124920
- [FCA CF] Client dealing (21 Sep 2017 to 28 Jun 2019)
West Hill Corporate Finance Limited (no longer approved here)
FRN 220242
- CF30 Customer (8 Apr 2017 to 19 Sep 2017)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (4 Nov 2014 to 31 Mar 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.