West Bromwich Building Society

• Principal Place of Business

  2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +441215257070

  Web

  https://www.westbrom.co.uk

• Complaints Contact

  West Bromwich Bldg Soc, 2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +4401217967860

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David Huw Davies

  IRN DHD01025

  • CF2 Non Executive Director (4 Oct 2006 to 27 Jul 2011)
• David John Hinton

  IRN DJH00126

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jul 2002)
• David Michael Mackay

  IRN DMM01114

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 30 Nov 2005)
• David Norman Dyer

  IRN DND01017

  • Director of firm who is not a certification employee or a SMF manager (1 Sep 2021 to 31 Jul 2024)
• David Sorrell

  IRN DXS87814

  • [FCA CF] Significant management (since 1 Apr 2016)
  • [FCA CF] Manager of certification employee (since 1 Apr 2016)
• David Stephen White

  IRN DSW00017

  • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 13 May 2005)
• David Thomas Johnston

  IRN DTJ01017

  • CF29 Significant management (1 Nov 2007 to 30 Nov 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 Jun 2006 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 23 Jun 2006)
• Derrick Michael Winspear

  IRN DMW00026

  • CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2003)
• Edwin Hucks

  IRN EXH01082

  • CF2 Non Executive Director (1 Dec 2001 to 27 Jul 2010)
• Fahim Saif

  IRN FXS00213

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 8 Apr 2024)

No changes recorded yet.