David Norman Dyer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

West Bromwich Building Society (no longer approved here)
FRN 104877
- Director of firm who is not a certification employee or a SMF manager (1 Sep 2021 to 31 Jul 2024)
OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)
FRN 171748
- CF28 Systems and controls (14 Jan 2016 to 1 Jan 2017)
- CF1 Director (12 Jul 2007 to 22 Feb 2010)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF1 Director (AR) (31 Oct 2004 to 21 Oct 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.