West Bromwich Building Society

• Principal Place of Business

  2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +441215257070

  Web

  https://www.westbrom.co.uk

• Complaints Contact

  West Bromwich Bldg Soc, 2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +4401217967860

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Bobby Sahota

  IRN BXS01556

  • CF30 Customer (15 Jun 2009 to 31 Dec 2009)
• Brian Dennis Woods-Scawen

  IRN BDW01027

  • CF2 Non Executive Director (28 Jan 2004 to 31 Dec 2009)
• Bronwen Emily Thomas

  IRN BXT00020

  • CF22 Investment Adviser (Trainee) (25 Jan 2005 to 15 Apr 2005)
• Callum Quinn

  IRN CXQ00019

  • [FCA CF] Proprietary trader (since 1 Jan 2023)
• Carl Hanson

  IRN CGH00006

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
• Carl Harte

  IRN CXH00074

  • CF22 Investment Adviser (Trainee) (20 May 2002 to 10 Oct 2002)
• Carole Anne Barlow

  IRN CAB01296

  • SMF18 Other Overall Responsibility (2 Jul 2018 to 1 Apr 2021)
• Christopher David Elphick

  IRN CDE00003

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Oct 2006 to 10 Jul 2007)
• Christopher James Harrison

  IRN CJH00037

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (9 Nov 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (26 Oct 2005 to 9 Nov 2006)
• Christopher Miller

  IRN CXM01687

  • [FCA CF] Significant management (1 Jan 2017 to 31 Aug 2025)
  • CF29 Significant management (1 Nov 2007 to 18 Aug 2011)
  • CF17 Significant Mgt (Other Business Operations) (13 Apr 2005 to 31 Oct 2007)

No changes recorded yet.