Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (6 Dec 2010 to 31 Jul 2012)
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- CF30 Customer (3 Sep 2010 to 29 Nov 2010)
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- CF30 Customer (20 Jan 2010 to 16 Sep 2010)
- CF21 Investment Adviser (6 Nov 2003 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (11 Jun 2003 to 6 Nov 2003)
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- Employed By (20 Jan 2010 to 29 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Oct 2006 to 10 Jul 2007)
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- CF21 Investment Adviser (6 Nov 2003 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (11 Jun 2003 to 6 Nov 2003)
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- Employed By (11 Jun 2003 to 31 Dec 2004)
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- Employed By (1 Dec 2001 to 22 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.