Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (23 Oct 2023 to 30 Sep 2024)
- [FCA CF] Functions requiring qualifications (23 Oct 2023 to 30 Jun 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Oct 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Oct 2023)
- CF30 Customer (10 Jul 2017 to 8 Dec 2019)
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- CF30 Customer (19 Jan 2015 to 6 Mar 2016)
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- CF30 Customer (3 Sep 2010 to 14 Jul 2011)
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- CF30 Customer (22 Jan 2010 to 16 Sep 2010)
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- Employed By (22 Jan 2010 to 14 Jul 2011)
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- CF30 Customer (15 Jun 2009 to 31 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.