West Bromwich Building Society

• Principal Place of Business

  2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +441215257070

  Web

  https://www.westbrom.co.uk

• Complaints Contact

  West Bromwich Bldg Soc, 2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +4401217967860

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Amraj Dhami

  IRN AXD00132

  • [FCA CF] Functions requiring qualifications (24 Aug 2020 to 8 Jan 2023)
• Andrea Hackett

  IRN AXH03088

  • SMF18 Other Overall Responsibility (2 Aug 2017 to 9 May 2023)
• Andrew James Whitehead

  IRN AJW00132

  • CF22 Investment Adviser (Trainee) (26 Sep 2002 to 9 Jan 2003)
• Andrew John Collins

  IRN AJC00103

  • CF21 Investment Adviser (24 Jun 2002 to 31 Mar 2004)
• Andrew John McCabe

  IRN AJM00187

  • CF22 Investment Adviser (Trainee) (8 Nov 2002 to 31 Mar 2004)
• Andrew MacKenzie

  IRN AXM01622

  • CF2 Non Executive Director (1 Dec 2001 to 19 Jul 2006)
• Andrew Messenger

  IRN AXM01629

  • CF1 Director (1 Dec 2001 to 1 Oct 2006)
  • CF3 Chief Executive (1 Dec 2001 to 1 Oct 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Oct 2006)
• Andrew Peter Conroy

  IRN APC01184

  • CF28 Systems and controls (14 Nov 2011 to 30 Jun 2014)
• Andrew Richard Jones

  IRN ARJ01035

  • CF1 Director (3 Nov 2010 to 31 Mar 2014)
  • CF11 Money Laundering Reporting (30 Mar 2009 to 17 Jan 2012)
  • CF28 Systems and controls (30 Mar 2009 to 31 Mar 2014)
• Andrew Simon Clarke

  IRN ASC00005

  • CF21 Investment Adviser (11 Apr 2003 to 3 Feb 2004)
  • CF22 Investment Adviser (Trainee) (18 Jul 2002 to 11 Apr 2003)

No changes recorded yet.