Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF10 Chair of the Risk Committee (7 Mar 2016 to 30 Sep 2023)
- CF2 Non Executive Director (1 Apr 2014 to 6 Mar 2016)
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- CF1 Director (3 Nov 2010 to 31 Mar 2014)
- CF28 Systems and controls (30 Mar 2009 to 31 Mar 2014)
- CF11 Money Laundering Reporting (30 Mar 2009 to 17 Jan 2012)
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- CF11 Money Laundering Reporting (30 Mar 2009 to 17 Jan 2012)
- CF28 Systems and controls (30 Mar 2009 to 31 Mar 2014)
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- CF28 Systems and controls (1 Nov 2007 to 27 Mar 2009)
- CF15 Internal Audit (29 Sep 2007 to 31 Oct 2007)
- CF1 Director (1 Sep 2007 to 27 Mar 2009)
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- CF11 Money Laundering Reporting (31 Oct 2004 to 28 Aug 2007)
- CF15 Internal Audit (22 Feb 2002 to 5 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.