Wesleyan Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Thomas Richard Harrison
IRN TXH28661
- [FCA CF] Significant management (1 Jan 2020 to 29 Sep 2023)
- [FCA CF] Material risk taker (1 Jan 2020 to 29 Sep 2023)
Thomas Sebastian Davies
IRN TSD01014
- CF30 Customer (3 Aug 2015 to 23 Mar 2016)
Thomas Treharne
IRN TXT00043
- [FCA CF] Material risk taker (since 9 Dec 2020)
Thomas Turner
IRN TXT00024
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Timothy Bray
IRN TXB00030
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
Timothy John Pullin Forster
IRN TJF00010
- CF22 Investment Adviser (Trainee) (25 Nov 2003 to 14 Jan 2005)
- CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2003)
Timothy Peter Carr
IRN TPC00008
- CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2004)
Toby Hester
IRN TXH00086
- [FCA CF] Manager of certification employee (since 1 Jan 2021)
- [FCA CF] Significant management (since 1 Jan 2021)
- [FCA CF] Material risk taker (since 9 Dec 2019)
Trevor Haydon Davis
IRN THD00004
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
Trevor James Dunn
IRN TJD00018
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.