Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (15 Jun 2021 to 31 Mar 2025)
- [FCA CF] Functions requiring qualifications (15 Jun 2021 to 31 Mar 2025)
- CF30 Customer (10 Dec 2009 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 16 Jul 2009)
- CF21 Investment Adviser (11 Oct 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Jan 2005 to 11 Oct 2005)
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- CF22 Investment Adviser (Trainee) (25 Nov 2003 to 14 Jan 2005)
- CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2003)
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- CF22 Investment Adviser (Trainee) (25 Nov 2003 to 14 Jan 2005)
- CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.