Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 1 Jan 2026)
    • [FCA CF] Material risk taker (11 Dec 2025 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (1 Aug 2025 to 31 Dec 2025)
    • [FCA CF] Significant management (13 Jun 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (13 Jun 2022 to 31 Dec 2025)
    • SMF18 Other Overall Responsibility (since 1 Jan 2026)
    • [FCA CF] Material risk taker (7 Jun 2024 to 11 Jul 2025)
    • [FCA CF] Significant management (13 Jun 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (13 Jun 2022 to 31 Dec 2025)
    • SMF18 Other Overall Responsibility (since 1 Jan 2026)
    • SMF18 Other Overall Responsibility (since 1 Jan 2026)
    • [FCA CF] Material risk taker (11 Dec 2025 to 31 Dec 2025)
    • [FCA CF] Client dealing (13 Jun 2022 to 31 Dec 2025)
    • [FCA CF] Significant management (13 Jun 2022 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 11 Dec 2025)
    • [FCA CF] Significant management (since 13 Jun 2022)
    • [FCA CF] Client dealing (since 13 Jun 2022)
    • [FCA CF] Material risk taker (7 Jun 2024 to 11 Jul 2025)
  • STANDARD LIFE FUND MANAGERS LIMITED (no longer approved here)

    FRN 651226

    • [FCA CF] Manager of certification employee (1 Jan 2026 to 9 Feb 2026)
  • Blackfinch Investments Limited (no longer approved here)

    FRN 153860

    • CF30 Customer (23 May 2016 to 30 Dec 2016)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF30 Customer (3 Aug 2015 to 23 Mar 2016)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF30 Customer (3 Aug 2015 to 23 Mar 2016)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (28 May 2008 to 25 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.