Wesleyan Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Stewart Robert Gracie
IRN SRG01106
- [FCA CF] Material risk taker (24 Jun 2021 to 13 Dec 2024)
Stuart Bernard Garner
IRN SBG00003
- CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2004)
Stuart Charles Barnes-Watson
IRN SCB01098
- CF21 Investment Adviser (19 Aug 2003 to 14 Nov 2003)
- CF22 Investment Adviser (Trainee) (20 Sep 2002 to 19 Aug 2003)
Stuart Henry Groom
IRN SHG00010
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
Stuart John Forrest
IRN SJF00032
- CF21 Investment Adviser (7 Dec 2004 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (11 Aug 2003 to 7 Dec 2004)
Stuart Terence Little
IRN STL00005
- CF21 Investment Adviser (17 Jan 2003 to 14 Nov 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jan 2003)
Stuart Vockins
IRN SXV01407
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (26 Jan 2016 to 8 Dec 2019)
Stuart William Cartwright
IRN SWC00010
- CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2004)
Suzanne Hansford
IRN SXB01573
- CF21 Investment Adviser (6 Dec 2002 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (25 Apr 2002 to 6 Dec 2002)
Sylvia Read
IRN SXR00127
- CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.