Wesleyan Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Roger Charles Dix
IRN RCD01059
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- CF28 Systems and controls (15 May 2013 to 8 Dec 2019)
Roger Douglas Jones
IRN RDJ00011
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Roger Marlow
IRN RJM00006
- CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
Roger Michael Currier
IRN RMC01095
- CF11 Money Laundering Reporting (1 Dec 2001 to 24 Jul 2003)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 24 Jul 2003)
Romey Dinshaw Ghadially
IRN RXG00072
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
Romolo Orazio Vercesi
IRN RXV00012
- CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2003)
Ronald Jones
IRN RXJ00028
- CF21 Investment Adviser (1 Dec 2001 to 28 May 2004)
Ronald Patrick McEvoy
IRN RPM00012
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Roy Hinton
IRN RJH00066
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Dec 2002)
Roy William Genner
IRN RWG00014
- CF21 Investment Adviser (27 Sep 2004 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (25 Nov 2003 to 27 Sep 2004)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.