Wesleyan Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Mohammed Haroon
IRN MXH01520
- CF21 Investment Adviser (9 Jul 2004 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (10 Feb 2003 to 9 Jul 2004)
Mumtaz Ahmed
IRN MXA00120
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Nathan James Gardner
IRN NJG00015
- CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2002)
Nathan Jon Beckett
IRN NJB01249
- [FCA CF] Material risk taker (since 1 Apr 2024)
- CF28 Systems and controls (5 Jan 2010 to 5 Dec 2013)
Nathan Wallis
IRN NXW00029
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Material risk taker (since 9 Dec 2020)
Neil Molyneux
IRN NXM00054
- CF21 Investment Adviser (24 May 2002 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
Neil Phelan
IRN NDP00012
- CF21 Investment Adviser (19 Nov 2002 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Nov 2002)
Neil Rowland
IRN NXR00022
- CF22 Investment Adviser (Trainee) (31 Jan 2002 to 31 Jan 2002)
- CF21 Investment Adviser (31 Jan 2002 to 28 Feb 2003)
Neville Cookson
IRN NXC00043
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
Nicholas David Etheridge
IRN NDE00005
- CF22 Investment Adviser (Trainee) (4 Nov 2003 to 19 Nov 2003)
- CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.