Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • CF28 Systems and controls (5 Jan 2010 to 5 Dec 2013)
    • SMF3 Executive Director (since 11 Mar 2020)
    • SMF1 Chief Executive (11 Mar 2020 to 1 Apr 2024)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • SMF2 Chief Finance (1 Apr 2024 to 31 Mar 2026)
    • SMF18 Other Overall Responsibility (24 May 2023 to 1 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2020 to 31 Mar 2024)
    • CF28 Systems and controls (5 Jan 2010 to 4 Dec 2013)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • SMF2 Chief Finance (1 Apr 2024 to 31 Mar 2026)
    • SMF18 Other Overall Responsibility (23 Aug 2021 to 1 Apr 2024)
    • CF28 Systems and controls (5 Jan 2010 to 5 Dec 2013)
  • Dpas Limited (no longer approved here)

    FRN 315179

    • Responsible for Insurance Distribution (11 Mar 2020 to 4 Jul 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (11 Mar 2020 to 4 Jul 2022)
  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • CF28 Systems and controls (5 Jan 2010 to 5 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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