Nathan Wallis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wesleyan Assurance Society
FRN 110873
- SMF18 Other Overall Responsibility (since 13 Jan 2021)
WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- SMF7 Group Entity Senior Manager (since 13 Jan 2021)
Wesleyan Unit Trust Managers Limited
FRN 175798
- [FCA CF] Material risk taker (since 9 Dec 2020)
- [FCA CF] Significant management (since 9 Dec 2020)
HTB LEASING & FINANCE LTD (no longer approved here)
FRN 165116
- SMF7 Group Entity Senior Manager (13 Jan 2021 to 28 Feb 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.