WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Howard David Lester

    IRN JHL00004

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (2 Dec 2019 to 8 Dec 2019)
  • Jonathan James Bolton

    IRN JJB01163

    • CF30 Customer (9 Feb 2009 to 7 Jun 2010)
  • Jonathan James Halberda

    IRN JJH01163

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Oct 2010 to 8 Dec 2019)
  • Jonathan James Welsh

    IRN JJW01137

    • SMF4 Chief Risk (since 10 Mar 2021)
  • Jonathan Mark Gash

    IRN JMG01204

    • CF30 Customer (8 Dec 2014 to 7 May 2015)
  • Jonathan Martin Kattenberg

    IRN JMK01109

    • CF30 Customer (27 Oct 2015 to 5 May 2017)
  • Jonathan Paul Cumpstey

    IRN JPC01188

    • CF10 Compliance Oversight (2 Apr 2007 to 21 Aug 2009)
  • Jonathan Paul Gilman

    IRN JPG00043

    • CF30 Customer (1 Nov 2007 to 31 Oct 2016)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Jonathan Robert Bagshaw

    IRN JRB00081

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Dec 2003 to 29 Jun 2004)
  • Jonathan Robert Drysdale

    IRN JRD01075

    • CF21 Investment Adviser (15 Jun 2005 to 2 Feb 2007)
    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 15 Jun 2005)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.