Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (17 Nov 2022 to 17 Mar 2023)
- CF30 Customer (31 Oct 2022 to 17 Mar 2023)
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- (9)Employed By (31 Oct 2022 to 17 Mar 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
- CF30 Customer (2 Dec 2019 to 8 Dec 2019)
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- CF30 Customer (29 Jun 2018 to 8 Dec 2019)
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- CF30 Customer (23 Nov 2017 to 8 Jan 2018)
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- CF30 Customer (1 Aug 2016 to 23 Aug 2016)
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- CF30 Customer (28 Nov 2014 to 6 Mar 2016)
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- CF30 Customer (2 Jan 2013 to 26 Sep 2014)
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- CF30 Customer (25 Jun 2012 to 31 Dec 2012)
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- Employed By (25 Jun 2012 to 31 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.