WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Christopher King

    IRN JCK00014

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2023)
    • [FCA CF] Client dealing (since 10 Feb 2023)
    • [FCA CF] Functions requiring qualifications (12 May 2022 to 3 Jan 2023)
    • [FCA CF] Client dealing (12 May 2022 to 3 Jan 2023)
    • CF30 Customer (13 Jul 2016 to 31 Aug 2018)
  • James Dennis O'Driscoll

    IRN JDO01027

    • CF30 Customer (27 Jun 2011 to 24 Mar 2015)
  • James Dunne

    IRN JXD01850

    • CF30 Customer (12 Aug 2008 to 28 Jan 2010)
  • James Ernald Moseley

    IRN JEM01243

    • CF30 Customer (13 Jan 2010 to 31 Jul 2015)
  • James Gee-Pemberton

    IRN JXG13126

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2020)
    • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
  • James George Lloyd Gunnery

    IRN JGG01057

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2017 to 8 Dec 2019)
  • James Harrison

    IRN JXH00659

    • [FCA CF] Functions requiring qualifications (9 Aug 2022 to 4 Nov 2024)
    • [FCA CF] Client dealing (9 Aug 2022 to 4 Nov 2024)
  • James Hendry MacDonald

    IRN JHM00002

    • [FCA CF] Manager of certification employee (9 Aug 2021 to 30 Sep 2021)
  • James Laird Graham Brodie

    IRN JLB00004

    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)
  • James Mason Stevens

    IRN JMS00047

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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