WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Tait

    IRN DNT01010

    • CF30 Customer (2 Oct 2008 to 22 Jan 2010)
  • David Thomas Atkinson

    IRN DTA00002

    • CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
  • David Tiney

    IRN DXT00067

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2021)
    • CF30 Customer (30 Apr 2012 to 8 Dec 2019)
  • David William Alastair Stewart

    IRN DXS19788

    • SMF24 Chief Operations (19 Mar 2020 to 1 Oct 2025)
  • David William Clarke

    IRN DWC00028

    • CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2005)
  • David William Smith

    IRN DWS00035

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Feb 2026)
    • CF30 Customer (11 Oct 2018 to 8 Dec 2019)
  • Dayna Joseph

    IRN DXJ01510

    • [FCA CF] Client dealing (8 Feb 2023 to 17 Apr 2025)
    • [FCA CF] Functions requiring qualifications (8 Feb 2023 to 17 Apr 2025)
    • CF30 Customer (27 Jul 2017 to 8 Dec 2019)
  • Dean Michael Astle

    IRN DXA00290

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Oct 2022)
    • [FCA CF] Client dealing (since 6 Oct 2022)
  • Dean Robert Fairbrother

    IRN DXF01491

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Mar 2020)
    • CF30 Customer (15 Sep 2015 to 8 Dec 2019)
  • Dean Stewart Gray

    IRN DSG00003

    • CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.