Dean Stewart Gray

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Oct 2022)
    • [FCA CF] Client dealing (since 11 Oct 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (1 Jul 2021 to 31 Aug 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (22 Jun 2021 to 31 Aug 2022)
  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2021)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.