WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Pearce

    IRN DJP00063

    • CF21 Investment Adviser (14 Jan 2005 to 9 Jul 2006)
  • David Kerr Sullivan

    IRN DKS00001

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • David Lloyd Charles Forester

    IRN DLF00003

    • [FCA CF] Client dealing (5 Jan 2026 to 29 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2025)
    • CF30 Customer (4 May 2012 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Dec 2003 to 13 Dec 2004)
    • CF22 Investment Adviser (Trainee) (11 Jun 2003 to 23 Dec 2003)
  • David Michael Barber

    IRN DMB01215

    • CF30 Customer (26 Jul 2012 to 30 May 2015)
  • David Michael Wicks

    IRN DMW00039

    • CF21 Investment Adviser (14 Jan 2005 to 14 Aug 2006)
  • David Michael Wood

    IRN DMW00002

    • CF30 Customer (29 Nov 2018 to 4 Nov 2019)
  • David Moffat Lewis

    IRN DML00025

    • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 14 Aug 2003)
  • David N G Deycon

    IRN DND01028

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2020)
  • David Neil Twizell

    IRN DNT00001

    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 14 Feb 2005)
  • David Parton

    IRN DXP00141

    • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jan 2006 to 10 Oct 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.