Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (5 Jan 2026 to 29 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2025)
    • CF30 Customer (4 May 2012 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Dec 2003 to 13 Dec 2004)
    • CF22 Investment Adviser (Trainee) (11 Jun 2003 to 23 Dec 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (19 May 2005 to 28 Apr 2006)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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