Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (5 Jan 2026 to 29 Jan 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2025)
- CF30 Customer (4 May 2012 to 8 Dec 2019)
- CF21 Investment Adviser (23 Dec 2003 to 13 Dec 2004)
- CF22 Investment Adviser (Trainee) (11 Jun 2003 to 23 Dec 2003)
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- CF22 Investment Adviser (Trainee) (19 May 2005 to 28 Apr 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.