Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- CF1 Director (AR) (since 24 Nov 2023)
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Stonebridge Mortgage Solutions Ltd
FRN 454811
- CF1 Director (AR) (since 19 Jun 2023)
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TS Mortgage Specialists Limited
FRN 994058
- (1)Employed By (since 19 Jun 2023)
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 6 May 2016)
- CF30 Customer (since 6 May 2016)
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DMB Wealth Management Ltd
FRN 745624
- (1)Employed By (since 6 May 2016)
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- CF30 Customer (17 Jun 2015 to 24 Mar 2016)
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- Employed By (29 May 2015 to 24 Mar 2016)
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- CF30 Customer (26 Jul 2012 to 30 May 2015)
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- CF30 Customer (12 Oct 2011 to 15 Jun 2012)
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- CF30 Customer (24 Jan 2008 to 6 Sep 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.