WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carl Anthony Higham

    IRN CAH00075

    • CF30 Customer (28 Aug 2012 to 2 May 2016)
  • Carl Paul Antony Carlyle

    IRN CPC00008

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Carl Russell Clayton

    IRN CRC01080

    • CF30 Customer (1 Nov 2007 to 31 Aug 2018)
    • CF22 Investment Adviser (Trainee) (4 Jul 2007 to 31 Oct 2007)
  • Carl Timothy Davies

    IRN CTD00006

    • CF30 Customer (2 Oct 2008 to 10 Mar 2015)
  • Carl Weston

    IRN CXW00083

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Carol Anne Boston

    IRN CAB01320

    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2021)
    • CF3 Chief Executive (20 Nov 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (20 Nov 2019 to 1 Apr 2021)
    • Responsible for Insurance Distribution (11 Sep 2019 to 1 Apr 2021)
    • CF1 Director (30 Jul 2019 to 8 Dec 2019)
    • CF29 Significant management (20 Aug 2018 to 8 Dec 2019)
  • Caroline Abigail Oates

    IRN CAO01047

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
  • Caroline Ann Atkinson

    IRN CAA01037

    • CF30 Customer (1 Nov 2007 to 6 Oct 2008)
    • CF22 Investment Adviser (Trainee) (14 Aug 2006 to 31 Oct 2007)
  • Caroline Jane Hill

    IRN CJH01422

    • SMF7 Group Entity Senior Manager (9 Mar 2020 to 1 Sep 2020)
  • Caroline Warburton

    IRN CXK01255

    • CF30 Customer (25 Nov 2009 to 21 Sep 2010)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.