Carl Timothy Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 25 Mar 2015)
  • Tim Davies

    FRN 677199

    • Employed By (since 19 Mar 2015)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (2 Oct 2008 to 10 Mar 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 19 Sep 2008)
    • CF21 Investment Adviser (27 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Sep 2005 to 27 Sep 2007)
  • Kingswood Independent Financial Advisors (no longer approved here)

    FRN 189840

    • (18)Employed By (2 Nov 2004 to 9 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.