Caroline Warburton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vitality Corporate Services Limited (no longer approved here)
FRN 461107
- CF1 Director (AR) (1 Jun 2021 to 20 Jul 2023)
Columbus Fifty Eight Limited (no longer approved here)
FRN 949909
- Employed By (1 Jun 2021 to 20 Jul 2023)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (15 Oct 2010 to 28 Dec 2011)
Caroline Knox (no longer approved here)
FRN 533486
- Employed By (15 Oct 2010 to 28 Dec 2011)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (25 Nov 2009 to 21 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.