WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pavanpreet Kaur Somal

    IRN PKS01064

    • [FCA CF] Client dealing (3 Feb 2023 to 19 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Oct 2021)
    • CF30 Customer (18 Jul 2018 to 8 Dec 2019)
  • Pedro Miguel Da Silva

    IRN PMD01111

    • CF30 Customer (18 Jan 2008 to 31 Aug 2009)
  • Perdeep Kumar Asi

    IRN PKA00002

    • CF30 Customer (25 Jun 2010 to 17 Jun 2011)
  • Peter Anthony McKenzie

    IRN PAM01308

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
  • Peter Anthony Shanley

    IRN PAS00002

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Sep 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Mar 2003 to 4 Sep 2003)
  • Peter Brian Joiner

    IRN PBJ00001

    • CF30 Customer (1 Nov 2007 to 7 Apr 2008)
    • CF21 Investment Adviser (4 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jul 2002 to 4 Dec 2002)
  • Peter Brian Reading

    IRN PXR00107

    • CF30 Customer (1 Nov 2007 to 6 Feb 2015)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Peter Buffery

    IRN POB01002

    • CF30 Customer (17 Jan 2011 to 18 Sep 2012)
  • Peter Charles Wycherley

    IRN PCW00015

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2020)
    • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
  • Peter David Laycock

    IRN CRC00020

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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