Peter Buffery

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2021)
- CF30 Customer (5 Jul 2019 to 31 May 2021)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (366)Employed By (5 Jul 2019 to 31 May 2021)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (11 Jun 2015 to 19 May 2017)
The David Penney Practice Ltd (no longer approved here)
FRN 439602
- Employed By (5 Jun 2015 to 13 Jul 2016)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF30 Customer (26 Sep 2012 to 1 Jan 2013)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (17 Jan 2011 to 18 Sep 2012)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (16 Apr 2010 to 15 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.