WESLEYAN FINANCIAL SERVICES LIMITED

Watch for changes

FRN: 134753
Date authorised: 1 April 2013
Companies House: 01651212
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Wesleyan

Colmore Circus Queensway

Birmingham

B4 6AR

UNITED KINGDOM

Phone

+4401212009711

Web

https://www.wesleyan.co.uk
Complaints Contact

Colmore Circus

Queensway

Birmingham

West Midlands

B4 6AR

UNITED KINGDOM

Phone

+4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 2 limitations Hide limitations
- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
Debt Advice
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Tristan Bryan Martin Gilbody
IRN TXG00245
- (630)4. Giving personal recommendations on retail investment products which are not broker funds
- (631)[FCA CF] Client dealing (since 3 Mar 2026)
- (632)[FCA CF] Functions requiring qualifications (since 3 Mar 2026)
Tyrone Allson Murphy
IRN TAM00028
- (192)CF30 Customer (4 Apr 2019 to 10 Sep 2019)
Veera Wali Swali
IRN VXS00125
- (661)4. Giving personal recommendations on retail investment products which are not broker funds
- (660)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (663)[FCA CF] Functions requiring qualifications (since 8 Mar 2022)
- (662)[FCA CF] Client dealing (since 8 Mar 2022)
Ventseslav Yordanov Popnikolov
IRN VYP01001
- (365)4. Giving personal recommendations on retail investment products which are not broker funds
- (364)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (367)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- (366)[FCA CF] Client dealing (since 9 Dec 2019)
- (1076)CF30 Customer (25 Oct 2019 to 8 Dec 2019)
Vernon Douglas Coton
IRN VDC00002
- (496)CF30 Customer (1 Nov 2007 to 31 Mar 2017)
- (498)CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
- (497)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 26 Jul 2004)
Veronica Grace Trotter
IRN VGD00001
- (1992)CF30 Customer (1 Nov 2007 to 7 Jan 2019)
- (1993)CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
Victor John Raymond Mortlock
IRN VJM00001
- (2047)CF30 Customer (1 Nov 2007 to 7 Sep 2018)
- (2049)CF21 Investment Adviser (4 Dec 2002 to 31 Oct 2007)
- (2048)CF22 Investment Adviser (Trainee) (5 Aug 2002 to 4 Dec 2002)
Victoria Ann Wentworth
IRN VAW01029
- (2270)CF1 Director (20 Feb 2019 to 30 Sep 2019)
- (2269)Responsibility for MCD Intermediation (20 Feb 2019 to 30 Sep 2019)
Victoria Ellen Ryan
IRN VEW01007
- (945)[FCA CF] Manager of certification employee (1 Feb 2023 to 4 Aug 2024)
- (943)SMF18 Other Overall Responsibility (30 Jun 2022 to 1 Feb 2023)
- (944)CF30 Customer (10 Sep 2008 to 1 Aug 2016)
Victoria Louise Simpson
IRN VLC01016
- (232)4. Giving personal recommendations on retail investment products which are not broker funds
- (231)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (233)[FCA CF] Client dealing (since 13 Mar 2025)
- (234)[FCA CF] Functions requiring qualifications (since 13 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Lawyers in Local Government (no longer appointed)
FRN 914550 · Appointed 4 Oct 2019 · Until 8 Sep 2021
National Heritage Group Ltd (no longer appointed)
FRN 824297 · Appointed 26 Oct 2018 · Until 14 Apr 2020
General Teaching Council for Scotland (no longer appointed)
FRN 823360 · Appointed 16 Oct 2018 · Until 1 May 2023
The Law Society (no longer appointed)
FRN 417501 · Appointed 21 May 2018 · Until 19 May 2022
Wesleyan Key Business Finance Limited (no longer appointed)
FRN 527334 · Appointed 9 Jul 2010 · Until 12 Mar 2020
Royal Institution of Chartered Surveyors (no longer appointed)
FRN 403533 · Appointed 21 Aug 2007 · Until 31 Jul 2010
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 17 Jan 2005 · Until 17 Jan 2005
Medical Sickness (no longer appointed)
FRN 401584 · Appointed 31 Oct 2004 · Until 17 Jan 2005

Recent activity

Updates to this firm's record on the FCA register.

23 hours ago
controlled function added: (736)4. Giving personal recommendations on retail investment products which are not broker funds
23 hours ago
controlled function added: (735)[FCA CF] Functions requiring qualifications
23 hours ago
controlled function added: (734)[FCA CF] Client dealing
23 hours ago
controlled function added: (733)4. Giving personal recommendations on retail investment products which are not broker funds
23 hours ago
controlled function added: (732)[FCA CF] Functions requiring qualifications
23 hours ago
controlled function added: (731)[FCA CF] Client dealing
23 hours ago
controlled function added: (730)4. Giving personal recommendations on retail investment products which are not broker funds
23 hours ago
controlled function added: (729)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
23 hours ago
controlled function added: (728)[FCA CF] Functions requiring qualifications
23 hours ago
controlled function added: (727)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.