Victor John Raymond Mortlock

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Sep 2018)
  • Victor Mortlock

    FRN 820384

    • (1)Employed By (since 13 Sep 2018)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 7 Sep 2018)
    • CF21 Investment Adviser (4 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Aug 2002 to 4 Dec 2002)
  • Simon Mark Jones (no longer approved here)

    FRN 195225

    • (7)Employed By (20 Mar 2002 to 28 Jun 2002)
  • Harvey & Company (no longer approved here)

    FRN 184652

    • Employed By (15 Mar 2000 to 28 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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