Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Niall Bernard Brady

  IRN NBB01005

  • [FCA CF] Manager of certification employee (since 18 Sep 2023)
  • [FCA CF] Client dealing (since 13 Jan 2023)
• Niall Patrick O’Brien

  IRN NXO00119

  • [FCA CF] Algorithmic trading (since 23 Jun 2025)
• Nicholas Charles George Andrews

  IRN NCA01025

  • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 31 Aug 2020)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Aug 2020)
  • CF2 Non Executive Director (22 Jul 2011 to 8 Dec 2019)
• Nicholas Edward Motson

  IRN NEM01022

  • CF16 Significant Mgt (Desgntd Investment Business) (11 Nov 2003 to 11 Apr 2005)
  • CF21 Investment Adviser (11 Nov 2003 to 11 Apr 2005)
• Nicholas Harrington

  IRN NXH01329

  • CF30 Customer (1 Nov 2007 to 10 Jul 2015)
  • CF21 Investment Adviser (27 Mar 2007 to 31 Oct 2007)
• Nicholas Henry Omirly

  IRN NHO01003

  • CF21 Investment Adviser (23 Oct 2003 to 1 Jul 2005)
• Nicholas Limnell Lyon

  IRN NXL00176

  • [FCA CF] Client dealing (27 Nov 2023 to 22 Jul 2024)
• Nicholas Richard Maurice Cranston

  IRN NRC01017

  • CF30 Customer (30 Oct 2014 to 8 Apr 2019)
• Nicholas Simon Holt

  IRN NSH01023

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2021)
  • CF30 Customer (4 Jun 2015 to 8 Dec 2019)
• Nicholas Tantis

  IRN NXT01070

  • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2002)

No changes recorded yet.