Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 3 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Aug 2024)
    • [FCA CF] Material risk taker (since 3 Dec 2018)
    • [FCA CF] Significant management (since 3 Dec 2018)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • CF30 Customer (20 Mar 2010 to 10 Jul 2015)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (1 Nov 2007 to 10 Jul 2015)
    • CF21 Investment Adviser (27 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.