Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Aug 2020)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 31 Aug 2020)
    • CF2 Non Executive Director (22 Jul 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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