Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Maitland Curtis Bruce

  IRN MCB01094

  • CF29 Significant management (21 Jan 2008 to 16 Feb 2009)
  • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
  • CF23 Corporate Finance Adviser (9 Aug 2007 to 31 Oct 2007)
• Mala Panchasara

  IRN MXP01022

  • [FCA CF] Manager of certification employee (since 3 Sep 2025)
  • [FCA CF] Client dealing (since 3 Sep 2025)
• Malcolm MacDonald

  IRN MXM55042

  • SMF5 Head of Internal Audit (8 Mar 2021 to 30 Sep 2025)
• Malcolm Phillip Basing

  IRN MPB01128

  • SMF13 Chair of the Nominations Committee (since 9 Mar 2022)
  • SMF9 Chair of the Governing Body (since 9 Mar 2022)
• Malik Mendil

  IRN MXM02641

  • CF30 Customer (7 Jul 2015 to 8 Dec 2019)
• Manish Peshawaria

  IRN MXP01294

  • CF29 Significant management (13 Jun 2013 to 25 May 2017)
  • CF30 Customer (14 May 2010 to 1 Mar 2019)
• Marco Bortolozzi

  IRN MXB02232

  • CF30 Customer (8 May 2008 to 28 Nov 2017)
• Marco Pasquini

  IRN MXP02707

  • [FCA CF] Manager of certification employee (1 Mar 2021 to 3 Aug 2022)
• Marco Reoli

  IRN MXR01230

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (22 Oct 2007 to 31 Oct 2007)
• Marco Santolo Ferrara

  IRN MXF01195

  • CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)

No changes recorded yet.