Malcolm Phillip Basing

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wells Fargo Securities International Limited
FRN 186745
- SMF13 Chair of the Nominations Committee (since 9 Mar 2022)
- SMF9 Chair of the Governing Body (since 9 Mar 2022)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- SMF11 Chair of the Audit Committee (5 Jul 2018 to 10 Oct 2020)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF2 Non Executive Director (19 Aug 2011 to 30 Sep 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.