Manish Peshawaria

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Nikko Capital Markets Limited (no longer approved here)
FRN 171935
- [FCA CF] Material risk taker (12 May 2021 to 9 Sep 2022)
- [FCA CF] Client dealing (14 Sep 2020 to 9 Sep 2022)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF29 Significant management (13 Jun 2013 to 25 May 2017)
- CF30 Customer (14 May 2010 to 1 Mar 2019)
Wells Fargo Bank, National Association (no longer approved here)
FRN 456183
- CF30 Customer (14 May 2010 to 14 Aug 2012)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (1 Nov 2007 to 31 May 2008)
- CF26 Customer Trading (10 Oct 2005 to 31 Oct 2007)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (29 Jan 2004 to 29 Jul 2005)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.